Who’s Who?
CONNECTING YOU TO YOUR INVESTMENTS
Client (YOU)
Financial Professional (Me)
Provide financial advice and investment recommendations.
Company Anna and Adam Co-Own
(Level Up Life Planning, LLC)
Prepare paperwork, provide resources, support, training, and
teamwork to coordinate all aspects of your financial life.
Investment Firm
(Cambridge Investment Research, Inc.)
Process paperwork, ensures regulatory compliance and adherence to securities laws.
Custodian
(AssetMark, Schwab, etc.)
Where your money is actually held.
Strategist
(JP Morgan, Savos, Horizon, etc.)
Teams of investment specialists that pursue focused
objectives and determine what to actually invest in.
Your Investments
(Apple, Amazon, etc.)
These are the stocks, bonds ETFs, and/or mutual
funds that your money will be invested.
